Canadian Securities Administrators

Results: 443



#Item
51British North America / Canadian Securities Administrators / City of Halifax / Provinces and territories of Canada / Nova Scotia / Communities in the Halifax Regional Municipality / Acadia

5251 Duke St, Suite 400 PO Box 458 Halifax, NS B3J 2P8 tel:([removed]

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-11-04 09:24:24
52Financial services / Institutional investors / Collective investment schemes / Canadian securities regulation / Mutual fund / Schulich School of Business / Canadian Securities Administrators / Financial economics / Investment / Canadian law

CSA Cover Letter: Fees Data Request

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-11-10 11:02:58
53Canadian securities regulation / Securities regulation in the United States / Securities Act / Canadian Securities Administrators / Nova Scotia / Investor education / Economics / Canada / Financial regulation / United States securities law / Canadian law

Microsoft Word - Amended NSSC[removed]Statement of Mandate -for website posting.doc.docx

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:35:43
54Financial markets / Auditing / Business / Canada / Securities Commission of New Zealand / Capital market / Autorité des marchés financiers / Audit committee / Securities Commission / Canadian Securities Administrators / Canadian securities regulation / Financial economics

Microsoft Word - Auditor Oversight News Release_FINAL.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-17 11:03:47
55U.S. Securities and Exchange Commission / Capital market / Securities Commission / Financial economics / Financial system / Finance / Securities / Canadian law / Canadian securities regulation / Canadian Securities Administrators

Microsoft Word - Medical Marijuana - investor alert CSA_FINAL.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-06-16 11:03:32
56Ontario Securities Commission / Canada / Canadian Securities Administrators / Law / Forest cover by province or territory in Canada / Canadian law / Canadian securities regulation / Canadian motion picture rating system

Microsoft Word - WoB-PR-FINAL at Oct[removed]doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-10-15 09:56:07
57Law / Financial regulation / Financial economics / Canadian law / Canadian securities regulation / Securities fraud / North American Securities Administrators Association / U.S. Securities and Exchange Commission / Selling away / Securities / United States securities law / Financial system

NASAA ENFORCEMENT REPORT 2014 REPORT ON 2013 DATA PREPARED BY: NASAA ENFORCEMENT SECTION OCTOBER 2014

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Source URL: www.nasaa.org

Language: English - Date: 2014-11-04 14:15:25
58British North America / City of Halifax / Canadian Securities Administrators / Nova Scotia / Communities in the Halifax Regional Municipality / Acadia

5251 Duke St., Ste. 400 Duke Tower PO Box 458 Halifax, NS B3J 2P8

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-30 14:16:33
59Securities Commission / Government / Financial regulation / Canadian Securities Administrators / Canadian securities regulation

Microsoft Word - CDReviews News Releaes_FINAL.docx

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-17 12:06:00
60Financial regulation / Stock market / Securities / Canadian Securities Administrators / Canadian securities regulation / Prospectus / Regulation D / Securities Commission / Non-reporting issuer / Financial economics / United States Securities and Exchange Commission / Finance

Microsoft Word - PAPERDOCS-#[removed]v1-NR14-34_CSA_Venture_Issuer_Disclosure_-_Final.DOC

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-22 10:58:21
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